Braithwate Compliance Cloud
Streamline compliance operations with our compliance management platform
The Braithwate Compliance Cloud is used by firms to streamline compliance operations; improving efficiency and reducing risk by removing the spreadsheets and emails that proliferate in a typical compliance function.
The Braithwate Compliance Cloud is powered by MyComplianceCentre, an award-winning platform that hundreds of regulated firms rely on to manage their compliance operations.
The platform is available as a standalone tool, or with our Compliance-as-a-Service wrapper, providing a fully outsourced compliance function, ideally suited for start-ups and fast-growing firms.
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Attestations - Manage and record policy attestations.
Boards & Committees - Manage your governance structre with all key information in one place.
Compliance Advice - Receive, manage and store compliance enquiries from staff and customers.
Document Manager - Share documents with full version control.
File Checker - Track your file reviews and quality assurance activity.
Monitoring Programme - Assign and track testing, monitoring and remediation activities.
Regulatory Change - Monitor and triage regulatory developments relevant to your firm.
Senior Managers and Certification Regime (SM&CR) - Manage documents and certificates for each of your SMFs and Certified staff.
Task Manager - Manage and track your compliance team's workload in one place.
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Conflicts of Interest
Financial Promotions
Gifts and Entertainment
Breaches and Incidents
Personal Account Dealing
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Teams - Manager users, your organisational structure and reporting lines.
User Configuration - Manage user permissions across the system.
Get in touch to discuss how the Braithwate Compliance Cloud can streamline your compliance operations.