NEWS & ANALYSIS FROM BRAITHWATE’S EXPERTS.
FCA IFPR implementation observations: act now to avoid penalty capital buffers
Braithwate analyses the FCA’s review of firms’ implementation of the Investment Firms Prudential Regime (IFPR) and highlights steps firms should take to avoid penalty capital buffers.
FCA publishes CP 21/36: A Consumer Duty
Braithwate assesses the potential implications of the FCA’s proposed Consumer Duty.