Wealth management
Our work with wealth managers range from private banks, financial advisers and discretionary portfolio managers.
This sector is deeply regulated sectors but due to its capital light business models and annuity style income streams, it is attracting significant amounts of Private Equity money to fund further growth and expansion. It is a sector that is ripe for harnessing the benefits of digitisation to reduce the costs and complexity of operational processes and to create new ways of serving clients.
Recent work with clients has included:
Running regulatory due-diligence for wealth manager acquiring another firm
Performing an end-to-end review of suitability and advice processes, and remediating the gaps
Delivering and migrating a new compliance target operating model from the UK to an EEA location