Compliance e-Learning Platform

The following courses are offered within the Conduct of Business library:

• Abuse of Dominant Position

• Anti-Competitive Agreements

• Business Ethics and Integrity

• Code of Conduct

• Competition Law

• Gifts and Hospitality

• PDMR Dealing

• Responsible Use of Social Media

• To Pay or Not To Pay?

• UK Market Abuse Regulation

• BCOBS - Distance Communications

• BCOBS - General Standards

• COBS - Appropriateness

• COBS - Client Categorisation

• COBS - Client Communications

• COBS - Dealing and Managing

• COBS - Suitability

• Complaints Handling

• Complaints Handling for Managers

• Complaints Handling in the Mortgage Market

• Conduct Risk

• Conflicts of Interest in Asset Management

• Consumer Duty

• Ethical Standards in Finance and Investment

• Fair Treatment of Vulnerable Customers

• FX Global Code

• ICOBS - Cancellation and Claims

• ICOBS - Distance Communications

• ICOBS - General Matters

• ICOBS - Providing Information and Advising

• MCOB - Advising and Selling

• MCOB - APRC, Shortfalls and Charges

• MCOB - Disclosures

• MCOB - Equity Release

• MCOB - Financial Promotions

• MCOB - General Standards

• Non-Financial Misconduct

• Personal Conflicts of Interest

• Training and Competence

• Treating Customers Fairly

• Whistleblowing for Managers

• Whistleblowing in Financial Services

The library of courses is continually evolving to keep pace with regulatory developments. Braithwate also develops bespoke training courses for our clients.

The e-Learning Platform is offered as an annual subscription, for 1 - 10,000+ users.

For 1 - 10 users, subscribe now or for larger teams, get in touch to discuss pricing and custom configuration for your business.