Compliance e-Learning Platform

The following courses are offered within the Senior Managers & Certification Regime (SM&CR) library:

• Introduction to the Senior Managers and Certification Regime (SM&CR)

• Overview of SM&CR - Banking

• Overview of SM&CR - Solo Core

• Overview of SM&CR - Solo Enhanced

• Overview of SM&CR - Solo Limited Scope

• Overview of SM&CR - Insurance

• SM&CR - Fit and Proper Assessments

• Conduct Rules for Certified Persons - Banking

• Conduct Rules for Certified Persons - Solo Core

• Conduct Rules for Certified Persons - Solo Core (Asset Managers)

• Conduct Rules for Certified Persons - Solo Enhanced

• Conduct Rules for Certified Persons - Solo Limited Scope

• Conduct Rules for non-Certified Persons - Banking

• Conduct Rules for non-Certified Persons - Solo Enhanced

• Conduct Rules for non-Certified Persons - Solo Limited Scope

• Conduct Rules for Senior Managers - Banking

• Conduct Rules for Senior Managers - Solo Enhanced

• Conduct Rules for Senior Managers - Solo Limited Scope

• Conduct Rules for Senior Managers - Solo Core

• SM&CR Conduct Rules for Non-Executive Directors (NEDs)

The library of courses is continually evolving to keep pace with regulatory developments. Braithwate also develops bespoke training courses for our clients.

The e-Learning Platform is offered as an annual subscription, for 1 - 10,000+ users.

For 1 - 10 users, subscribe now or for larger teams, get in touch to discuss pricing and custom configuration for your business.