NEWS & ANALYSIS FROM BRAITHWATE’S EXPERTS.

James Nicholls James Nicholls

UK-Singapore FinTech Bridge

Braithwate is delighted to see the UK-Singapore FinTech Bridge established to promote collaboration between the FinTech sectors to the two countries.

Read More
Guest User Guest User

How to manage the risk of AI bias in Identity Verification

Braithwate and HAI share insights on AI bias risk posed by the adoption of automated Identity Verification solutions as part of increasingly digitised customer onboarding journeys. In order to mitigate AI bias risk and continue to deliver fair customer outcomes, we recommend firms review their technical and qualitative approaches to AI bias risk management.

Read More
James Nicholls James Nicholls

Announcing the Braithwate Compliance e-Learning Platform

With the breadth of regulatory requirements firms face today, it is essential that staff understand their obligations as participants in the world of financial services. Braithwate has partnered with leading e-learning provider, Skillcast®, to offer a comprehensive library of self-paced online compliance training courses.

Read More
James Nicholls James Nicholls

The emerging clarity in digital asset regulation

The next 12 months looks likely to deliver an avalanche of new regulatory requirements; we see this as a positive step for the industry, recognising the increasing importance of digital assets and providing clarity for users and firms.

Read More
James Nicholls James Nicholls

Why regulators must open up their data to the city

Financial regulators around the world collect troves of data from financial institutions. Opening this up to the public offers an opportunity to improve financial services. Read more in our Op Ed in Financial News.

Read More
James Nicholls James Nicholls

SEC Risk Alert explains the focus of examinations for firms dealing in digital assets

Braithwate analyzes the SEC’s Risk Alert on the focus of examinations for firms dealing in digital assets. The risk alert covers Investment Advisors, Broker-Dealers, National Exchanges and Transfer Agents and highlights key themes that the SEC’s examiners have identified. Firms should review the risk alert and ensure their compliance program meets these supervisory expectations.

Read More
James Nicholls James Nicholls

EU Markets in Crypto-assets

The infographic below is Braithwate's summary of the key components: three regulated forms of Crypto-Asset (Utility Token, Stablecoin and E-Money Token) and new authorisations and compliance requirements for Crypto-Asset Service Providers.

Read More